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Conduct of Business Sourcebook Essentials

This course equips you with the knowledge and practical skills to navigate the complex world of the FCA’s Conduct of Business Sourcebook (COBS).
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£105.00

This course equips you with the knowledge and practical skills to navigate the complex world of the FCA’s Conduct of Business Sourcebook (COBS). Whether you’re a seasoned professional or just starting out, this in-depth training will empower you to:

Grasp the core principles of COBS: Gain a thorough understanding of the regulatory framework governing financial promotions, client relationships, and product governance.
Demystify key concepts: Decode essential terminology like “fair, clear, and not misleading,” “suitability,” and “best execution.”
Navigate client categorization: Master the process of accurately classifying clients based on their knowledge, experience, and risk appetite.
Conduct due diligence: Learn how to assess and document investment recommendations, ensuring appropriateness for each client.
Stay compliant: Develop a robust understanding of record-keeping requirements and reporting obligations.
Build confidence: Put your learning into practice with interactive case studies and real-world scenarios.
Sharpen your communication skills: Master the art of communicating complex financial information clearly and concisely to clients.
Learning Objectives

 

By the end of this course, you will be:

  • Knowledgeable of COBS compliance and able to confidently navigate the regulatory landscape.
  • Empowered to build strong, trust-based relationships with your clients.
  • Equipped to make sound, informed investment recommendations.
  • Prepared to excel in your financial services career.

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