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Sanctions Compliance Today: Main Challenges and Best Practices
Sanctions represent a wide range of political and economic restrictions, implemented against countries, entities, or individuals.
- 4 CPD Units
- 4 Hours
- Live Online
- 23-January-2025
- 14:00 – 18:00 UK Time
- Online
£474.00
✔️ If you’d like to be invoiced for this course and pay via bank transfer, please send your company details and the name of the course you’re interested in to info@lgca.uk, and an invoice will be issued.
Course Overview
What’s Included
Trainer
Course Overview
Sanctions represent a wide range of political and economic restrictions, implemented against countries, entities, or individuals. The goal is to maintain peace and security by influencing the behavior of who was sanctioned.
The creation of sanctions is one of the last resorts, prior to any potential military action.
It’s the declaration of economic and political security of a jurisdiction, and/ or international security when all diplomatic attempts have failed. Each country has its own sanctions bodies that introduce unilateral sanctions and administer and enforce them.
During this training, we will go over the foundations of sanctions, who creates and impose them, the different types of sanctions and what a sanctions program looks like. This is so we can learn how they are incorporated into your roles and responsibilities.
Objectives
By the end of the programme, participants will be able to:
- Understand the fundamentals of Sanctions
- Know the different types of sanctions
- Understand how a sanctions program works and sustaining it.
Training Style
This program is designed to provide a fundamental base on sanctions, including the how they are created and enforced. We will use real-life examples to give you a sense of what happens when sanctions occur and why.
Participant Profile
The programme is ideal for:
- C-Level Executives and Senior Managers in Investment Firms
- Compliance Officers
- Marketing Managers and Officers
- Sales and Business Development Executives
- Internal Auditors
- Internal Lawyers
- External Auditors, Lawyers and Financial Consultants
What’s Included
Agenda
1.Introduction to this module
- Why it’s important?
- What will you learn?
2. Introduction to Sanctions
- What are sanctions?
- Who creates sanctions?
- Who governs sanctions?
- UN Security Council
3.What and who do sanctions target?
- Overview
- Groups, countries, entities, people
- Types of sanctions imposed.
4.Sanctions Program
- Overview
- Sanctions framework
- Policies & Procedures
- Roles & Responsibilities
- Audits, testing, remediation, training
- Screening & Filtering technology
5.Future of sanctions
Trainer
Who is Justin Muscolino?
Justin brings over 20 years of wide-arranging experience in compliance, training and regulations. He has previously worked in the Head of Compliance Training function for Macquarie Group, UBS, JPMorgan Chase, Bank of China, and GRC Solutions. Justin also runs his own Compliance Training company focusing on US & International regulations.
Justin also worked for FINRA, a US regulator, where he created Examiner University to train examiners on how to perform their function. He also serves as an advisor for the Global Compliance Institute (GCI) and instructs at the Barret School of Business and various compliance training providers.
What People Say About LGCA
AGRC’s certificate in compliance helped me advance my career in the field of compliance by teaching me the ins and outs of the sector, the challenges I may face in the future, and the skills I need to overcome them and
help my company remain compliant in a
heavily regulated world.
help my company remain compliant in a
heavily regulated world.
Compliance and its role in the financial world have never been easier to understand than with AGRC’s certificate programmes. The course was clear, comprehensive and practical, and provided me with the tools and skills I needed to further my career in compliance. I highly recommend these certifications and courses!
This certification is precisely what I was looking for. Since I work remotely, the best option for me was a self-paced, e-learning course that I could do and complete at my own convenience and at random hours of the day. AGRC’s training offered exactly that, plus a lot more. I delved deep into the world of compliance, gaining a thorough understanding of the industry and what it takes to succeed as a compliance officer.
Thank you AGRC!
Thank you AGRC!
AGRC makes compliance super interesting and simple to grasp. Their self-paced, online learning offerings are captivating and have prepared me to take the plunge and become a full-time compliance professional.
I wasn’t sure whether transitioning into the world of compliance was the right move for me. After taking this course, I’m convinced I made the right decision. The course was super interesting, offering me a solid foundation of GRC issues, and it got me super hyped to build a career in compliance.
Compliance has been trending lately and AGRC’s certificate caters to this growing need for compliance officers or at least experts in the sector. The course materials were insightful, comprehensive and clear, relying heavily on
case studies that show theory working in practice and helping us understand the true value of compliance and its concepts in action in
the business world. Don’t miss out on what’s a wonderful course!
case studies that show theory working in practice and helping us understand the true value of compliance and its concepts in action in
the business world. Don’t miss out on what’s a wonderful course!
This course and certification are exceptional when it comes to introducing you to compliance and its importance in today’s financial world. Self-paced, online and very engaging material. Top notch.
AGRC's self-paced, online course on compliance is ideal for professionals who want to pick up new information on the AGRC world and contribute to building a solid corporate culture for their workplace. In this day and age, being ethical is the name of the game and this certificate allows you to grow in that direction.
Insightful, practical and complete courses on compliance, AML and KYC/CDD. Five out of five stars. I strongly recommend the AGRC courses to anyone who wants to join the financial services sector or he is already following a relevant career path. Practical and easy to understand,
including video material and study handouts. Online exams are
also a great addition to the whole package.
including video material and study handouts. Online exams are
also a great addition to the whole package.
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