With regulatory fines exceeding £600 million in the past two years due to failures in AML systems and controls, can you or your team ever be overtrained or too prepared on everything AML?
Whether you are a recently appointed MLRO or someone looking for a refresher course, the London Governance & Compliance Academy (LGCA) and Complyport MLRO Training Day will equip you with the skills, tools, and knowledge you will need to excel at your job and stay one step ahead of your firm’s regulatory obligations.
As part of this unique, eight-hour training session, you will learn all about the obstacles MLROs face in today’s ever-changing world.
Similarly, you will look at the MLRO’s role through the lens of both the regulator and practitioner, while delving into the practices, known pitfalls, and other multifaceted aspects of this challenging yet rewarding responsibility.
This action-packed day will focus on the following topics:
- AML’s Legal Background & Regulatory Framework
- The MLRO’s Role in Practice
- PEPs & Adverse Media
- Sanctions & Sanctions Screening
- Customer Due Diligence
- Suspicious Activity Reporting
- Data Protection & Vulnerable Customer Management
- Transaction Monitoring, Recordkeeping & Whistleblowing
- And Plenty More!