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Compliance Monitoring and Testing

This course explores what to consider when building a compliant Compliance Monitoring programme and how to effectively deliver reports.
This course explores what to consider when building a compliant Compliance Monitoring programme and how to effectively deliver reports. It considers the FCA’s requirements and expectations around the monitoring and testing undertaken by UK authorised firms.

This programme has been developed by the London Governance and Compliance Academy (LGCA), a UK-recognised training institution.

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