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CASS Essentials

Are you confident in your ability to safeguard client money and assets?
Are you confident in your ability to safeguard client money and assets? This course will equip you with a general awareness of the FCA’s CASS 6 and CASS 7 requirements, why client asset protection is crucial, and how your actions contribute to compliance and client trust. Through practical scenarios and real-world examples, you’ll learn to recognize risks, identify warning signs, and take the appropriate initial action in line with your firm’s procedures. Whether you work in Operations, Finance, Technology, or any role impacting CASS arrangements, this course will help you play your part in protecting client interests and strengthening regulatory compliance.

This programme has been developed by the London Governance and Compliance Academy (LGCA), a UK-recognised training institution.

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