LGCA | Build Skills with Online Courses and Certificates by Industry Experts

Compliant Operations Library

Regulatory Compliance. Risk Management. Market Integrity.
OFFER

£150.00

£75.00
£75.00
£75.00
1 × ICARA
£100.00
This bundle provides essential training on key regulatory requirements for financial services firms. Covering Best Execution, Client Assets (CASS), Market Abuse, and the ICARA process, this bundle ensures professionals understand critical compliance obligations. Participants will gain insights into executing trades effectively, safeguarding client assets, preventing market abuse, and meeting prudential requirements under the ICARA framework. Ideal for professionals seeking a solid foundation in UK and EU financial regulations.

Training Duration

This course may take up to 11 hours to be completed. However, actual study time differs as each learner uses their own training pace.

Training Method

The course is offered fully online using a self-paced approach. The learning units consist of reading material. Learners may start, stop and resume their training at any time.

At the end of each session, participants take a Quiz to complete their learning unit and earn a Certificate of Completion upon completion of all units.

Registration and Access

To register to this course, click on the Add to Cart button to pay online and receive your access instantly. If you are purchasing this course on behalf of others, please be advised that you will need to create or use their personal profile before finalising your payment.

If you wish to receive an invoice instead of paying online, please contact us at info@lgca.uk. Access to the course is valid for 365 days.

This programme has been developed by the London Governance and Compliance Academy (LGCA), a UK-recognised training institution.

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