LGCA | Build Skills with Online Courses and Certificates by Industry Experts
MiFIR Transaction Reporting
- 1 CPD Unit
- 1 Hour
- All Levels
About the Course
Accurate and complete MiFIR Transaction Reporting is essential to enable National Competent Authorities (NCA’s) to meet their statutory objectives of maintaining market confidence and reducing financial crime. The primary purpose of transaction reports is to detect and investigate suspected market abuse, insider trading and market manipulation. MiFIR Transaction Reporting widened the scope on financial instruments and extended reporting responsibilities to firms previously excluded from the regime.
Learning Objectives
This programme will review the different reporting requirements and identify challenges for implementation, including:
• Clarifying the differences between the various MiFID II Regulatory Reporting Regimes and EMIR Trade Reporting;
• Develop a greater understanding of the importance of Transaction Reporting;
• Explore what is changing with MiFIR Transaction Reporting including approach, field analysis and scenarios;
• Identify scenarios of market abuse and the importance of Transaction Reporting to the prevention of financial crime; and
• Understanding regulatory outcomes and practical implications for Transaction Reporting Oversight including, an illustration of good and bad practice.
Training Method
The course is offered fully online using a self-paced approach. The learning units consist of presentations and reading material. Learners may start, stop and resume their training at any time.
At the end of the training, participants take a Quiz to complete their learning and earn a Certificate of Completion.
Training Duration
This course may take up to 5 hours to be completed. However, actual study time differs as each learner uses their own training pace.
Target Audience
The programme is ideal for:
• Managers and Senior Managers in Investment Firms
• Compliance Officers
• Internal Auditors
• Internal Lawyers
• External Auditors, Lawyers and Financial Consultants
Format
• Register at any time for this online course
• Study in your own time and at your own pace (you have up to 3 months to complete)
• Assessed by online multiple-choice questions
Registration and Access
To register for this course, click on the Get this course button to pay online. If you wish to receive an invoice instead of paying online, please Contact us here.
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What People Say About LGCA
AGRC’s certificate in compliance helped me advance my career in the field of compliance by teaching me the ins and outs of the sector, the challenges I may face in the future, and the skills I need to overcome them and help my company remain compliant in a heavily regulated world.
Compliance and its role in the financial world have never been easier to understand than with AGRC’s certificate programmes. The course was clear, comprehensive and practical, and provided me with the tools and skills I needed to further my career in compliance. I highly recommend these certifications and courses!
This certification is precisely what I was looking for. Since I work remotely, the best option for me was a self-paced, e-learning course that I could do and complete at my own convenience and at random hours of the day. AGRC’s training offered exactly that, plus a lot more. I delved deep into the world of compliance, gaining a thorough understanding of the industry and what it takes to succeed as a compliance officer. Thank you AGRC!
AGRC makes compliance super interesting and simple to grasp. Their self-paced, online learning offerings are captivating and have prepared me to take the plunge and become a full-time compliance professional.
