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Non-Financial Misconduct

Welcome to our course covering the FCA proposed rules in respect of Diversity and Inclusion (D&I) and Non-Financial Misconduct (NFM). By the end of this course you should be able to: Understand the FCA’s focus on non-financial misconduct. Identify examples of non-financial misconduct. Understand the link between non-financial misconduct and fitness and propriety. Be aware of the potential consequences of non-financial misconduct. Understand the proposed changes and their potential impact. Implement best practices to prevent and address non-financial misconduct. Understand the broader D&I requirements for larger firms, defined as having more than 250 employees.

£75.00

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