This course examines the role of the regulatory framework and competent authorities in countries such as the UK, Malta, the US, Cyprus and Germany, for the protection of consumers and investors. It provides a sound grounding in the guidelines for financial promotions and advertising principles. It covers the special provisions which result in unfair business-to-consumer commercial practices that go against professional diligence requirements.

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LGCA Certificates

Governance, Risk and Compliance (USD)

£75.00

Online Courses

Qualifications

Financial Promotion and Marketing Compliance

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