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Compliance Risk Assessment

Are you new to compliance risk assessment in the UK financial sector?
Are you new to compliance risk assessment in the UK financial sector? This course will guide you through the foundational principles and practical steps for conducting effective compliance risk assessments. Discover why risk-based regulation is central to UK compliance, learn to identify and evaluate risks across your firm, and master the methodology regulators expect. By the end, you’ll be prepared to apply structured approaches, keep your assessments current, and integrate risk management into your daily compliance activities with confidence.

This programme has been developed by the London Governance and Compliance Academy (LGCA), a UK-recognised training institution.

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