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Conduct Library

Ethical Conduct. Regulatory Compliance. Accountability in Finance.
  • 16 CPD Units
  • 16 Hours
  • All Levels
OFFER

£199.00
1 × Conduct Rules for All Staff
£75.00
1 × Conflict of Interest (COI)
£75.00
1 × SM&CR — The Conduct Rules
£75.00
1 × Senior Managers and Certification Regime
£75.00
1 × UK Money Markets Code
£75.00
1 × Understanding COBS: Key Rules for Financial Services Firms
£75.00
1 × Whistleblowing
£75.00
1 × Non-Financial Misconduct (Small & Medium-size Firms)
£75.00
1 × Non-Financial Misconduct
£75.00
This bundle provides essential training on key conduct rules, regulatory frameworks, and ethical responsibilities within the UK financial services sector. Covering FCA and PRA Conduct Rules, the Senior Managers and Certification Regime (SM&CR), conflicts of interest, whistleblowing, and the UK Money Markets Code, this bundle equips professionals with the knowledge to maintain integrity, accountability, and compliance in their roles.

Training Duration

This course may take up to 12 hours to be completed. However, actual study time differs as each learner uses their own training pace.

Training Method

The course is offered fully online using a self-paced approach. The learning units consist of reading material. Learners may start, stop and resume their training at any time.

At the end of each session, participants take a Quiz to complete their learning unit and earn a Certificate of Completion upon completion of all units.

Registration and Access

To register to this course, click on the Add to Cart button to pay online and receive your access instantly. If you are purchasing this course on behalf of others, please be advised that you will need to create or use their personal profile before finalising your payment.

If you wish to receive an invoice instead of paying online, please contact us at info@lgca.uk. Access to the course is valid for 365 days.

This programme has been developed by the London Governance and Compliance Academy (LGCA), a UK-recognised training institution.

What People Say About LGCA

AGRC’s certificate in compliance helped me advance my career in the field of compliance by teaching me the ins and outs of the sector, the challenges I may face in the future, and the skills I need to overcome them and
help my company remain compliant in a
heavily regulated world.
Charles Woodsmith
Charles WoodsmithAssistant Compliance Officer
Compliance and its role in the financial world have never been easier to understand than with AGRC’s certificate programmes. The course was clear, comprehensive and practical, and provided me with the tools and skills I needed to further my career in compliance. I highly recommend these certifications and courses!
Amanda Lee
Amanda LeeJunior Compliance Officer
This certification is precisely what I was looking for. Since I work remotely, the best option for me was a self-paced, e-learning course that I could do and complete at my own convenience and at random hours of the day. AGRC’s training offered exactly that, plus a lot more. I delved deep into the world of compliance, gaining a thorough understanding of the industry and what it takes to succeed as a compliance officer.
Thank you AGRC!
Cindy Marshall
Cindy MarshallOnboarding Officer
AGRC makes compliance super interesting and simple to grasp. Their self-paced, online learning offerings are captivating and have prepared me to take the plunge and become a full-time compliance professional.
Jonathan Goode
Jonathan GoodeMarketing
I wasn’t sure whether transitioning into the world of compliance was the right move for me. After taking this course, I’m convinced I made the right decision. The course was super interesting, offering me a solid foundation of GRC issues, and it got me super hyped to build a career in compliance.
Katherine Arnaud
Katherine ArnaudCompliance Manager
Compliance has been trending lately and AGRC’s certificate caters to this growing need for compliance officers or at least experts in the sector. The course materials were insightful, comprehensive and clear, relying heavily on
case studies that show theory working in practice and helping us understand the true value of compliance and its concepts in action in
the business world. Don’t miss out on what’s a wonderful course!
Juan Antonio Velazquez
Juan Antonio VelazquezAssociate Director
This course and certification are exceptional when it comes to introducing you to compliance and its importance in today’s financial world. Self-paced, online and very engaging material. Top notch.
Corina Martinez
Corina MartinezAML Officer
AGRC's self-paced, online course on compliance is ideal for professionals who want to pick up new information on the AGRC world and contribute to building a solid corporate culture for their workplace. In this day and age, being ethical is the name of the game and this certificate allows you to grow in that direction.
Marianna Papadopoulou
Marianna PapadopoulouKYC/CDD Specialist
Insightful, practical and complete courses on compliance, AML and KYC/CDD. Five out of five stars. I strongly recommend the AGRC courses to anyone who wants to join the financial services sector or he is already following a relevant career path. Practical and easy to understand,
including video material and study handouts. Online exams are
also a great addition to the whole package.
Ivan Starr
Ivan StarrFinancial Services Professional
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