FCA Compliance
Showing 13–24 of 45 results
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OFFER
FCA Compliance Essentials
71 CPD Units 2 Hours Each Course £499.00 Add to cart -
SM&CR — The Conduct Rules
2 CPD Units 2 Hours £75.00 Add to cart -
Creating a Compliance Culture in Financial Services
£75.00 Add to cart -
Best Execution
2 CPD Units 2 Hours £75.00 Add to cart -
Senior Managers and Certification Regime
2 CPD Units 2 Hours £75.00 Add to cart -
Know your Client (KYC) and Customer Due Diligence (CDD)
2 CPD Units 2 Hours £75.00 Add to cart -
Business Ethics
2 CPD Units 2 Hours £75.00 Add to cart -
Anti-Bribery and Corruption
2 CPD Units 2 Hours £75.00 Add to cart -
Conflict of Interest (COI)
2 CPD Units 2 Hours £75.00 Add to cart -
Suspicious Transactions/Activity Reporting
2 CPD Units 2 Hours £75.00 Add to cart -
Establishing and Maintaining a Strong CDD Programme
2 CPD Units 2 Hours £75.00 Add to cart -
Fraud Detection and Prevention
2 CPD Units 2 Hours £75.00 Add to cart