FCA Compliance
Showing 13–24 of 42 results
-
Best Execution
2 CPD Units 2 Hours £75.00 Add to cart -
Senior Managers and Certification Regime – 2023
2 CPD Units 2 Hours £75.00 Add to cart -
Know your Client (KYC) and Customer Due Diligence (CDD)
2 CPD Units 2 Hours £100.00 Add to cart -
Business Ethics
2 CPD Units 2 Hours £75.00 Add to cart -
Anti-Bribery and Corruption – 2023
2 CPD Units 2 Hours £75.00 Add to cart -
Conflict of Interest (COI)
2 CPD Units 2 Hours £75.00 Add to cart -
Suspicious Transactions/Activity Reporting
2 CPD Units 2 Hours £75.00 Add to cart -
Establishing and Maintaining a Strong CDD Programme
2 CPD Units 2 Hours £75.00 Add to cart -
Fraud Detection and Prevention
2 CPD Units 2 Hours £75.00 Add to cart -
Consumer Duty
2 CPD Units 2 Hours £75.00 Add to cart -
Conduct Rules for All Staff
2 CPD Units 2 Hours £75.00 Add to cart -
Financial Promotions Regulation
2 CPD Units 2 Hours £75.00 Add to cart